EPSTEIN
page 6 / 379 . OCR, unverified
calculate the present rake Of future cash lbws made reasonable Bs:metes aDOut relevant future fr000( CO010114 Valuations based On other mOde4 0' del erent ass wrptcos may reid thflefenlresuis Morgan e.pressty dee:lams any respOn9ttily
for (1) the aCturaCy010,0 node's b eironetes used 0 delinng the vatatiOn9 (2) any areas p Ormas+003 on COnniting b dtssemoatmg the vekahOns and (3) any uses 10 anti...the yakiabOns am put Vahliabons Ye prOeded (Or tnbrmebOn
papas any and am wended sowyke your
use Reese refer to the track. COnlin'Mkin (Or dowse/ each PanSaCtOn
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037124
SDNY_GM_00306322
EFTA01511303
--- SOURCE: IMAGES__0123__EFTA01511304.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511304.pdf
----------------------------------------
JPMorgan Chase Bank
2001
345 Park Avenue, New York, NY 10154-1002
Account Number: I
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Private Bank
Asset Account Portfolio
Page 9 of 12
Trade Activity
Realized Gain/Loss Summary
Short Term Gain/Loss
Long Term Gam/Loss
Note: S incicates Short Term Realized Gain/Loss
L indicates Long Term Realized Gain/Loss
Capital gains and losses on sales with missing or incomplete tax cost are identified with N/A
Amount (1W
0.00
0.00
Trade Activity by Type
Trade
Settlement
Realized
One
Dare
Type
Denention
Cu/Teeny
Quantity
Pricy/Mit Marker CosoProceeds
Tax Con
Saint oss USD
Settled
Oct 31 Nov 1
Purchase
J P MORGAN PRIME MONEY MARKET FUND
USD
5,322.66
1.00
- 5,322.66
INSTITUTIONAL SHARES CLASS
(FUND 829)
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037125
SDNY_GM_00306323
EFTA01511304
--- SOURCE: IMAGES__0123__EFTA01511305.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511305.pdf
----------------------------------------
L0
Account Number:
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
JPMorgan Private Bank
Asset Account Portfolio
Page 10 of 12
Account Transactions
Cash Activity Summary
Amount1ln
Period USD
Amount Yaw
to Date OW'
Beginning Balance
Credits
45,000.00
Dividends
10,358.56
333,593.34
Sweep Account Sales
50,000.00
33,552,111.98
Sales, Maturities, Redemptions
38,784,563.20
Miscellaneous Receipts
22,904,053.85
Debits
Sweep Account Purchases
- 50,035.90
- 35,796,776.16
Purchases of Securities
- 5,322.66
- 17,771,110.21
Miscellaneous Disbursements
- 50,000.00
- 41,566,000.00
Foreign Exchange
- 440,436.00
Ending Balance
.00
'Year to date information is calculated on a calendar year basis.
Activity by Date
Settlement
Dare
type
OWN*
DOSCHplItin
Amount USD
Nov 1
Dividend
Nov 1
Dividend
JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
J P MORGAN PRIME MONEY MARKET FUND
INSTITUTIONAL SHARES CLASS
(FUND 829)
5,035.90
5,322.66
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037126
SDNY_GM_00306324
EFTA01511305
--- SOURCE: IMAGES__0123__EFTA01511306.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511306.pdf
----------------------------------------
LO1
Account Number
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30. 2001
JPMurgan Chase Bank
345 Park Avenue, New York, NY 10154-1002
JPMorgan Private Bank
Asset Account Portfolio
Page 11 of 12
Activity by Date
Settlement
Date
type
continued
Quantity Demeription
Amount USD
Nov 1
Purchase
Nov 1
Purchase
Nov 13
Sale
Nov 13
Misc. Disbursement
Nov 27
Sale
Nov 27
Misc. Disbursement
5,32266 J P MORGAN PRIME MONEY MARKET FUND
INSTITUTIONAL SHARES CLASS
(FUND 829)
INCOME DIVIDEND
REINVESTED C
51.00
J.P.MORGAN SECURITIES INC AS AGENT
TRADE DATE 10131/01
- 5,322.66
50,035.90 JP MORGAN PRIME MONEY MARKET PREMIER
- 50,035.90
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
- 32,000 JP MORGAN PRIME MONEY MARKET PREMIER
32,000.00
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
TRANSFERRED BY WIRE TO
- 32,000.00
CHASE MANHATTAN BANK/ST THOMAS
FAO FINANCIAL TRUST COMPANY, INC.
LETTER FROM CLIENT
- 18,000 JP MORGAN PRIME MONEY MARKET PREMIER
CLASS SWEEP FUND (350)
SWEEP DEADLINE IS 4:30 PM EST
TRANSFERRED BY WIRE TO
CHASE MANHATTAN BANK/ST THOMAS
FAO FINANCIAL TRUST COMPANY, INC.
LETTER FROM CLIENT
18,000.00
- 18,000.00
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00037127
SDNY_GM_00306325
EFTA01511306
--- SOURCE: IMAGES__0123__EFTA01511307.txt ---
METADATA_SOURCE: IMAGES0123
METADATA_FILENAME: EFTA01511307.pdf
----------------------------------------
2001
Account Number
FINANCIAL TRUST COMPANY, INC.
November 01, 2001 - November 30, 2001
JPMorgan Chase Bank
345 Park As enue, New York, NY 10154-10112
O JPNlorgan Private Bank
Asset Account Portfolio
Page 12 cl 12
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